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Financial Service Introductions
Introductions to appropriately authorised financial institutions for relevant financial services, within our permitted scope.
Institutional Introductions
Connecting Institutions with Regulated Financial Service Providers
Sterling Financial Services LLC facilitates introductions to appropriately authorised financial service providers, subject to applicable regulatory requirements and client eligibility.
REQUEST AN INTRODUCTION →How We Assist
Our role is to facilitate introductions for eligible institutional and professional clients to relevant regulated financial service providers. SFS does not itself provide the introduced financial services.
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Initial Coordination
Assistance with initial communications and introduction-related documentation, where applicable.
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Regulatory Checks
Introductions are subject to checks of the relevant financial service provider's regulatory authorisation.
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Direct Provider Relationship
Clients discuss terms and receive financial services directly from the relevant authorised institution.
Who We Serve
Eligible brokers, financial institutions and professional businesses seeking introductions for financial services. All requests are assessed against applicable requirements and SFS's licensed activity.
How It Works
A straightforward introduction process, subject to eligibility and regulatory requirements.
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Tell Us Your Requirements
Share the type of financial service and institutional connection you are seeking.
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We Assess and Introduce
Where within our permitted scope, we may facilitate an introduction to a relevant authorised institution.
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Deal Directly with the Provider
Any services, terms and agreements are between you and the financial service provider.
Let's Discuss Your Requirements
Contact our team to enquire about a possible institutional introduction.
Privacy Notice
Sterling Financial Services LLC (SFS) respects your privacy. This notice explains how we handle personal information provided through this institutional introduction page.
Information we collect
When you contact us, we may receive your name, business contact details, organisation, enquiry and any information you choose to provide. We may also receive basic technical information needed to operate and secure the website. Any website analytics or cookies used should be disclosed separately as applicable.
Why we use your information
We use relevant information to respond to enquiries, assess whether an introduction is within our permitted activity, coordinate requested introductions, maintain appropriate records and comply with applicable legal or regulatory obligations. Processing is undertaken on an appropriate legal basis under applicable law.
Sharing with financial institutions and service providers
Where you request an introduction, SFS will obtain your informed consent before sharing relevant personal information with a partner financial institution. We may use authorised service providers to support our communications and website operations, subject to appropriate safeguards. We may disclose information where legally required.
Security, retention and international transfers
We apply appropriate organisational and technical safeguards and retain personal information only as necessary for its purpose or to meet applicable legal and regulatory requirements. Where information is transferred internationally, we assess and apply safeguards required by applicable law.
Your rights and contact
Subject to applicable law, you may request access to or correction of your personal information, or raise other privacy-related requests. Please contact admin@sfbme.com. We will review your request in accordance with applicable legal and regulatory requirements.
Review note: This draft public-facing notice is based on SFS's internal Data Protection Manual v2.0 and requires Compliance Officer approval before publication. Confirm website hosting, analytics, cookies, CRM providers, retention specifics and contact channel before publishing.
Regulatory Disclosure: Sterling Financial Services LLC is licensed and regulated by the UAE Capital Market Authority (CMA), Licence No. 305029, Category 5 – Introduction Activity. SFS provides introduction services only and does not provide investment advice, execute trades, manage investments, provide custody services, or accept or hold client funds. Introductions are subject to applicable regulatory requirements and client eligibility. Financial products may involve risks, including loss of capital.
Important: This is a proposed website page for internal review, not a regulatory approval or confirmation that any specific proposed B2B arrangement is within the licensed scope.